Compliance Analyst (Houston, TX)
Shell Trading & Supply business activity is regulated in key markets by bodies such as the US Commodity Futures Trading Commission (CFTC) and the Federal Energy Regulatory Commission (FERC), as well as other entities that have overlapping jurisdictions and that define regulations and rules that can be interpreted differently depending on the nature and size of the business conducted. These regulations have changed substantially over recent years, and this trend is expected to continue for the foreseeable future.
This regulatory context requires preventative and active monitoring of trading patterns and behaviors to ensure that no intended or unintended market manipulation occurs. This role is part of the team responsible for ensuring Shell has a strong, continually improving compliance program in place to fulfill these regulatory requirements and protect our license to operate.
Shell Trading & Supply has implemented a robust Compliance Program to support our regulatory requirements, including transactions and business communications monitoring & surveillance (M&S). The Compliance M&S Analyst role is responsible for identifying, researching, and resolving potential compliance risks, ensuring appropriate escalation if necessary.
Job duties include:
Reviewing, prioritizing and analyzing Trade Monitoring alerts
Reviewing, prioritizing and analyzing Business Communications based alerts
Reviewing, prioritizing and analyzing External Market Commentary based alerts
Identifying potential areas of risk for further inquiry or escalation
Proposing and testing improvements to trade monitoring tools
Proposing and testing changes to business communication monitoring key words and phrases
Keeping team and management informed of relevant CFTC, FERC, and Exchange (CME, ICE) enforcement actions and market manipulation rule changes
. Apply now!Estimated Salary: $20 to $28 per hour based on qualifications.
This regulatory context requires preventative and active monitoring of trading patterns and behaviors to ensure that no intended or unintended market manipulation occurs. This role is part of the team responsible for ensuring Shell has a strong, continually improving compliance program in place to fulfill these regulatory requirements and protect our license to operate.
Shell Trading & Supply has implemented a robust Compliance Program to support our regulatory requirements, including transactions and business communications monitoring & surveillance (M&S). The Compliance M&S Analyst role is responsible for identifying, researching, and resolving potential compliance risks, ensuring appropriate escalation if necessary.
Job duties include:
Reviewing, prioritizing and analyzing Trade Monitoring alerts
Reviewing, prioritizing and analyzing Business Communications based alerts
Reviewing, prioritizing and analyzing External Market Commentary based alerts
Identifying potential areas of risk for further inquiry or escalation
Proposing and testing improvements to trade monitoring tools
Proposing and testing changes to business communication monitoring key words and phrases
Keeping team and management informed of relevant CFTC, FERC, and Exchange (CME, ICE) enforcement actions and market manipulation rule changes
. Apply now!Estimated Salary: $20 to $28 per hour based on qualifications.
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